40681303

Compliance Officer – General Insurance

  • London
  • £80000 - £90000 per annum, Benefits: Sarah Jones
  • Permanent

My client is a leading well established Insurance Brokers who are seeking a Compliance Officer to oversee the regulatory framework for the firm.  Experience within an Insurance Brokers, Underwriters and or Insurance firm is essential with strong knowledge of FCA and Lloyds of London Regulation.  This role offers a step up for someone looking for autonomy in their career working with the Board and overseeing all aspects of the governance and compliance framework for this international business.
 
The role will involve:

  • Working closely with the executive board and the business to enhance the existing compliance framework and advise on upcoming legislation / regulation
  • Manage regulatory requirements from the FCA, Lloyds of London and other regulators
  • Oversee and manager the risk and compliance plan to meet company objectives
  • Develop, monitor and maintain adequate and appropriate systems and controls
  • Monitor regulatory change and identify the impact to business strategy
  • Report on compliance actions to the Board and the Risk Committee
  • Drive the Compliance agenda and assess all relevant issues for the business
  • Produce and maintain compliance manual and compliance calendar to ensure that the group is meeting its regulatory obligations.
  • Represent the company to product providers, auditors, suppliers, self-employed agents, the FCA and any other bodies in connection with regulatory requirements.
  • Assist in reviewing legal contracts and oversee the delegated underwriting arrangements as per Lloyd’s and FCA
  • Respond to any appropriate documents published by the FCA, UK government, Lloyd’s of London and provide information on consultation papers
  • Oversee and the outsourced Compliance functions in the international subsidiaries in the UAE and Europe

 
The ideal candidate will have experience within an Insurance firm, Underwriters and / or Brokers.
This role offers a step up for someone looking for autonomy in their career working with the Board and overseeing all aspects of the governance and compliance framework for this international business.

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